For Advisors

If you are thinking about going independent, you’re in the right place.

Why Independence?

Service & Resources

Built by Advisors for Advisors

If you are thinking about the independent space, you’re in the right place.  Pallas was founded by advisors who recognized that there was a better way to serve clients and a better business model for the advisor. The road to independence can feel like a daunting task, however, Pallas has the expertise, the resources, and the platform for you.   By becoming a partner at Pallas, we can help you streamline the business of running a successful practice whether it’s by supporting your operations, legal, compliance, data management, or communications.    As a partner, you have full access to deep technical financial planning and investment resources to enhance your client’s experience.

A Podcast for Financial Advisors Considering Change
2019

Since

5

Offices throughout New England and the New York Metropolitan area

7

Successful transitions with advisors leaving UBS, Merrill Lynch, Ameriprise, Lincoln Financial, and Prudential Securities

Pallas advisors have access to

  • Business Continuity Planning
    We offer a variety of flexible solutions for advisors depending on the type of succession plan they are looking for.
  • Investment and Planning Resources
    We are dedicated to the success of our advisors. Advisors have exclusive access to consult with the Pallas investment and planning teams on an ad hoc and ongoing basis as an extension of their existing team.
  • Marketing & Communications
    Our in-house marketing team works with advisors to help support and grow their business.
  • Innovative Technology
    We’ve spent years developing deep partnerships with outside resources that enhance the advisor, and client, experience. Our platform includes access to Fidelity Institutional, Orion Reporting, RedTail Technology, and more.
  • Operational Support
    We take the burden off of advisors who don’t want to worry about the day-to-day operations of their business. We quarterback all operating aspects, including running reports, invoicing advisory fees, human resource support, practice management, and more.
  • Compliance Guidance
    We work with advisors to ensure compliance is straightforward and easy to navigate.

Join Pallas

Reach out to us to learn more about how we can support you and your clients. All personal information will be kept strictly confidential.

Subscribe to Our Weekly Insights

Braintree, MA

45 Braintree Hill Office Park Suite 201
Braintree, MA 02184
(781) 971-5052

Wakefield, MA

701 Edgewater Drive
Suite 140
Wakefield, MA 01880
(781) 587-3478

Portsmouth, NH

36 Maplewood Avenue
Portsmouth
NH 03801
(603) 292-3699

Park Ridge, NJ

1 Maynard Drive
Suite 2101
Park Ridge, NJ 07656
(551) 277-2686

Newport, RI

51 Long Wharf Mall
Newport, RI 02840
(401) 847-0505

Triad Form CRS

Check the background of your financial professional on FINRA’s BrokerCheck.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

Securities offered through Triad Advisors, LLC. Member FINRA / SIPC. Investment Advice offered through Pallas Capital Advisors, LLC, a registered investment advisor. Pallas Capital Advisors is a separate entity from Triad Advisors, LLC.

Pallas Capital ADVISORS is a registered investment advisor. Advisory services are only offered to clients or prospective clients where Pallas Capital Advisors and its representatives are properly licensed or exempt from licensure. This website is solely for information purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Pallas Capital Advisors unless a client service agreement is in place.

Advisory services are only offered to clients or prospective clients where Pallas Capital Advisors and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Pallas Capital Advisors unless a client service agreement is in place.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.